John Lee

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-02-13
IL	RA	APPROVED	2023-02-05

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rolling Meadows	IL	10/2022	Present
Unemployed	Hoffman Estates	IL	04/2022	10/2022
Hogan Transportation	St Louis	MO	11/2019	04/2022
Self-Employed (Uber)	Chicago	IL	06/2018	11/2019
Unemployed	Champaign	IL	01/2018	06/2018
University Of Illinois At Urbana Champaign	Champaign	IL	08/2015	01/2018
Moraine Valley Community College	Palos Hills	IL	08/2012	08/2017
Bank Of America, N.A.	Rolling Meadows	IL	11/2024	Present

10/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rolling Meadows, IL
04/2022 → 10/2022

Unemployed

Hoffman Estates, IL
11/2019 → 04/2022

Hogan Transportation

St Louis, MO
06/2018 → 11/2019

Self-Employed (Uber)

Chicago, IL
01/2018 → 06/2018

Unemployed

Champaign, IL
08/2015 → 01/2018

University Of Illinois At Urbana Champaign

Champaign, IL
08/2012 → 08/2017

Moraine Valley Community College

Palos Hills, IL
11/2024 → Present

Bank Of America, N.A.

Rolling Meadows, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-02-03