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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-02-02
TX RA APPROVED 2023-02-02
  • IL RA
    APPROVED
    Since 2023-02-02
  • TX RA
    APPROVED
    Since 2023-02-02

Branch Locations

540 W Madison St Ci Relationship Management, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 10/2022 Present
Northern Trust Company Chicago IL 08/2022 10/2022
Maguire Marketing Yorkville IL 08/2018 07/2022
Wireless Choice; Sprint Oswego IL 04/2018 08/2018
Tilly's Geneva IL 06/2017 06/2018
Aurora Christian High School Aurora IL 08/2014 04/2018
Grand Valley State University College Student Allendale MI 08/2019 04/2022
Bank Of America N.A. Rolling Meadows IL 01/2023 Present
  • 10/2022 → Present
    Rolling Meadows, IL
  • 08/2022 → 10/2022
    Northern Trust Company
    Chicago, IL
  • 08/2018 → 07/2022
    Maguire Marketing
    Yorkville, IL
  • 04/2018 → 08/2018
    Wireless Choice; Sprint
    Oswego, IL
  • 06/2017 → 06/2018
    Tilly's
    Geneva, IL
  • 08/2014 → 04/2018
    Aurora Christian High School
    Aurora, IL
  • 08/2019 → 04/2022
    Grand Valley State University College Student
    Allendale, MI
  • 01/2023 → Present
    Bank Of America N.A.
    Rolling Meadows, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-01
  • S66 Uniform Combined State Law Examination
    2023-02-01

View on SEC IAPD

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