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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-18
NC RA APPROVED 2023-09-05
  • TX RA
    APPROVED
    Since 2023-09-18
  • NC RA
    APPROVED
    Since 2023-09-05

Branch Locations

Waxhaw, NC • United States

Charlotte, NC • United States

6000 Fairview Rd, Charlotte, NC 28210 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 10/2022 Present
Wells Fargo Charlotte NC 05/2019 10/2022
Broadwalk Billys Raw Bar And Grill Charlotte NC 10/2018 07/2019
Wild Wing Cafe Charlotte NC 07/2017 10/2018
University Of North Carolina At Charlotte Charlotte NC 08/2014 05/2018
  • 10/2022 → Present
    Charlotte, NC
  • 05/2019 → 10/2022
    Wells Fargo
    Charlotte, NC
  • 10/2018 → 07/2019
    Broadwalk Billys Raw Bar And Grill
    Charlotte, NC
  • 07/2017 → 10/2018
    Wild Wing Cafe
    Charlotte, NC
  • 08/2014 → 05/2018
    University Of North Carolina At Charlotte
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-01
  • S66 Uniform Combined State Law Examination
    2023-09-01
Other Names
  • Olivia Romesburg

View on SEC IAPD

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