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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-08-30 |
| TX | RA | APPROVED | 2024-08-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Knightdale | NC | 10/2022 | 06/2024 |
| Spears Ymca | Greensboro | NC | 06/2016 | 04/2019 |
| Crown Chrysler Dodge Jeep Ram | Greenboro | NC | 04/2019 | 08/2019 |
| Allen Tate Realty | Oak Ridge | NC | 12/2019 | 06/2020 |
| Chris Collins Realty | Greensboro | NC | 06/2020 | 11/2021 |
| Valet Living | Greensboro | NC | 01/2021 | 12/2021 |
| Boxcar Greensboro | Greensboro | NC | 12/2021 | 05/2023 |
| Uncg | Greensboro | NC | 08/2018 | 08/2020 |
| Bank Of America, N.A. | Knightdale | NC | 10/2022 | 06/2024 |
| J.P. Morgan Securities Llc | Chicago | IL | 07/2024 | Present |
| Jpmorgan Chase Bank (Il) | Chicago | IL | 07/2024 | Present |
| The Overman Group | Oak Ridge | NC | 12/2019 | 10/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-27 |
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