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Daniel E Quintana

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Las Vegas, NV

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-17
NV RA APPROVED 2023-06-26
  • TX RA
    APPROVED_RES
    Since 2023-08-17
  • NV RA
    APPROVED
    Since 2023-06-26

Branch Locations

4800 W Tropicana Ave, Las Vegas, NV 89103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas NV 10/2022 Present
Bank Of America Las Vegas NV 06/2012 10/2022
Bank Of America, N.A. Las Vegas NV 03/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-15
  • S66 Uniform Combined State Law Examination
    2023-06-15

View on SEC IAPD

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