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Phillip Monroe

Allworth Financial, L.P.

Folsom, CA

Roseville, CA

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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-05
  • CA RA
    APPROVED
    Since 2024-11-05

Branch Locations

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

2999 Douglas Blvd Suite 250, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Golden1 Credit Union Sacramento CA 10/2022 10/2024
Golden1 Credit Union Sacramento CA 10/2021 10/2022
Banana Republic Roseville CA 04/2014 10/2021
Lpl Financial Llc Sacramento CA 10/2022 10/2024
Allworth Financial Folsom CA 10/2024 Present
Aw Securities Roseville CA 10/2024 Present
  • 10/2022 → 10/2024
    Golden1 Credit Union
    Sacramento, CA
  • 10/2021 → 10/2022
    Golden1 Credit Union
    Sacramento, CA
  • 04/2014 → 10/2021
    Banana Republic
    Roseville, CA
  • 10/2022 → 10/2024
    Lpl Financial Llc
    Sacramento, CA
  • 10/2024 → Present
    Allworth Financial
    Folsom, CA
  • 10/2024 → Present
    Aw Securities
    Roseville, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-02
  • S66 Uniform Combined State Law Examination
    2024-01-02
Other Names
  • Phillip Scott Monroe

View on SEC IAPD

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