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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-05-11 |
Branch Locations
8500 Andrew Carnegie Blvd Charlotte Trac, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Greensboro | NC | 10/2022 | 10/2025 |
| Golf Galaxy | Cary | NC | 05/2021 | Present |
| Chick-Fil-A | Edmond | OK | 07/2020 | 10/2020 |
| Southwestern Christian University | Bethany | OK | 08/2019 | 05/2022 |
| Jeppe High School For Boys | Johannesburg | 01/2013 | 12/2017 | |
| University Of Johannesburg | Johannesburg | 01/2018 | 07/2019 | |
| Southwestern Christian University | Bethany | OK | 08/2019 | 05/2022 |
| Envision Wealth Partners | Graham | NC | 10/2025 | 04/2026 |
| Cetera Wealth Services, Llc | El Segundo | CA | 10/2025 | 04/2026 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2025 | 04/2026 |
| Tiaa | Charlotte | NC | 05/2026 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 05/2026 | Present |
| Paradigm Financial, Llc | Greensboro | NC | 11/2022 | 10/2025 |
Name: Golf Galaxy Position: Sales Associate Nature: I am a sales associate where I will be fitting and selling Golf Clubs. I will also be working in the tour shop fixing golf clubs. This is intended to be an extremely part time job that I do for 8 hours a month. Investment Related: No Hours: 8 Securities Trading Hours: 0 Start Date: 05/01/2021 Address: 4217 W Wendover Ave, Suite F, Greensboro NC 27407, United States Description: am a sales associate where I will be fitting and selling Golf Clubs. I will also be working in the tour shop fixing golf clubs. This is intended to be an extremely part time job that I do for 8 hours a month.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-07-09 |
| S65 | Uniform Investment Adviser Law Examination | 2025-07-09 |
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