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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-05-11
  • NC RA
    APPROVED
    Since 2026-05-11

Branch Locations

Graham, NC • United States

8500 Andrew Carnegie Blvd Charlotte Trac, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Greensboro NC 10/2022 10/2025
Golf Galaxy Cary NC 05/2021 Present
Chick-Fil-A Edmond OK 07/2020 10/2020
Southwestern Christian University Bethany OK 08/2019 05/2022
Jeppe High School For Boys Johannesburg 01/2013 12/2017
University Of Johannesburg Johannesburg 01/2018 07/2019
Southwestern Christian University Bethany OK 08/2019 05/2022
Envision Wealth Partners Graham NC 10/2025 04/2026
Cetera Wealth Services, Llc El Segundo CA 10/2025 04/2026
Cetera Investment Advisers Llc Schaumburg IL 10/2025 04/2026
Tiaa Charlotte NC 05/2026 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 05/2026 Present
Paradigm Financial, Llc Greensboro NC 11/2022 10/2025
  • 10/2022 → 10/2025
    Greensboro, NC
  • 05/2021 → Present
    Golf Galaxy
    Cary, NC
  • 07/2020 → 10/2020
    Chick-Fil-A
    Edmond, OK
  • 08/2019 → 05/2022
    Southwestern Christian University
    Bethany, OK
  • 01/2013 → 12/2017
    Jeppe High School For Boys
    Johannesburg
  • 01/2018 → 07/2019
    University Of Johannesburg
    Johannesburg
  • 08/2019 → 05/2022
    Southwestern Christian University
    Bethany, OK
  • 10/2025 → 04/2026
    Envision Wealth Partners
    Graham, NC
  • 10/2025 → 04/2026
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 10/2025 → 04/2026
    Schaumburg, IL
  • 05/2026 → Present
    Tiaa
    Charlotte, NC
  • 05/2026 → Present
    Charlotte, NC
  • 11/2022 → 10/2025
    Paradigm Financial, Llc
    Greensboro, NC
Previous Registrations
Other Businesses

Name: Golf Galaxy Position: Sales Associate Nature: I am a sales associate where I will be fitting and selling Golf Clubs. I will also be working in the tour shop fixing golf clubs. This is intended to be an extremely part time job that I do for 8 hours a month. Investment Related: No Hours: 8 Securities Trading Hours: 0 Start Date: 05/01/2021 Address: 4217 W Wendover Ave, Suite F, Greensboro NC 27407, United States Description: am a sales associate where I will be fitting and selling Golf Clubs. I will also be working in the tour shop fixing golf clubs. This is intended to be an extremely part time job that I do for 8 hours a month.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-07-09
S65 Uniform Investment Adviser Law Examination 2025-07-09
  • S63 Uniform Securities Agent State Law Examination
    2025-07-09
  • S65 Uniform Investment Adviser Law Examination
    2025-07-09

View on SEC IAPD

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