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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-10-14
  • IL RA
    APPROVED
    Since 2024-10-14

Branch Locations

500 West Madison Suite 2850, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Chicago IL 10/2022 05/2023
Northern Trust Chicago IL 10/2021 10/2022
Associated Agencies Rolling Meadows IL 05/2020 10/2021
Lakes Community High School Lake Villa IL 08/2013 05/2017
Illinois State University Normal IL 08/2017 05/2021
Unemployed Lake Villa IL 06/2017 07/2017
J.P. Morgan Securities Llc Chicago IL 07/2023 06/2024
Jpmorgan Chase Bank, N.A. Chicago IL 07/2023 06/2024
Unemployed Chicago IL 06/2023 06/2023
Valic Financial Advisors Houston TX 07/2024 Present
Agia Houston TX 07/2024 Present
  • 10/2022 → 05/2023
    Ameriprise Financial Services, Llc
    Chicago, IL
  • 10/2021 → 10/2022
    Northern Trust
    Chicago, IL
  • 05/2020 → 10/2021
    Associated Agencies
    Rolling Meadows, IL
  • 08/2013 → 05/2017
    Lakes Community High School
    Lake Villa, IL
  • 08/2017 → 05/2021
    Illinois State University
    Normal, IL
  • 06/2017 → 07/2017
    Unemployed
    Lake Villa, IL
  • 07/2023 → 06/2024
    J.P. Morgan Securities Llc
    Chicago, IL
  • 07/2023 → 06/2024
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 06/2023 → 06/2023
    Unemployed
    Chicago, IL
  • 07/2024 → Present
    Valic Financial Advisors
    Houston, TX
  • 07/2024 → Present
    Agia
    Houston, TX
Other Businesses

AGIA POSITION: Agent NATURE: Non-Securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2024 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell Non-Securities Insurance products for AGIA KOHLER WATERS SPA POSITION: Spa Receptionist NATURE: Spa INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 03/10/2026 ADDRESS: 2358 N Lincoln Ave, Chicago IL 60614, United States DESCRIPTION: Help schedule customers, greet customers, and check out customers after their spa experience.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-12
S63 Uniform Securities Agent State Law Examination 2023-10-03
  • S66 Uniform Combined State Law Examination
    2024-10-12
  • S63 Uniform Securities Agent State Law Examination
    2023-10-03
Other Names
  • Allison M Gottelt

View on SEC IAPD

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