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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-22 |
| CA | RA | APPROVED | 2024-02-13 |
Branch Locations
1888 Century Park East, Los Angeles, CA 90067-1702 • United States
277 Park Ave, Floors 3 & 36, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republc Investment Management, Inc. | Los Angeles | CA | 05/2022 | 07/2023 |
| Bny Mellon Wealth Management | Los Angeles | CA | 06/2016 | 05/2022 |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 07/2023 | Present |
| J.P. Morgan Securities Llc | Los Angeles | CA | 10/2023 | Present |
Entity Name: Growing Place Investment related: Yes "Address: 1802 4th Street Santa Monica, CA 90401https://www.growingplace.org/" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 05/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Growing Place operates three preschool locations in Santa Monica CA. The also provide a number of educational and enrichment opportunities to early childcare teachers not employed by the school. These functions are not similar to my current role, although I may be asked to serve on a finance or investment committee. My understanding is that the organization was a banking client of First Republic. I do not know if they currently bank with JPMC or not. "
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-11-27 |
| S65 | Uniform Investment Adviser Law Examination | 2022-12-02 |
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