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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2025-06-13
  • ME RA
    APPROVED
    Since 2025-06-13

Branch Locations

111 Main St, Belfast, ME 04915 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Merrimack NH 10/2022 06/2024
Mcintyre Ski Area Manchester NH 12/2010 09/2022
Palace Theatre Trust Manchester NH 03/2017 06/2019
North Country Center For The Arts Lincoln NH 06/2016 02/2017
Kids Cooperative Theatre Derry NH 06/2021 10/2022
Southern New Hampshire University Manchester NH 04/2021 12/2023
Mml Investors Services, Llc Bangor ME 08/2024 05/2025
Massmutual Life Insurance Company Bangor ME 08/2024 05/2025
United Insurance Group Bangor ME 04/2025 Present
Key Investment Services Llc Brooklyn OH 06/2025 Present
Keybank Belfast ME 06/2025 Present
  • 10/2022 → 06/2024
    Fidelity Brokerage Services Llc
    Merrimack, NH
  • 12/2010 → 09/2022
    Mcintyre Ski Area
    Manchester, NH
  • 03/2017 → 06/2019
    Palace Theatre Trust
    Manchester, NH
  • 06/2016 → 02/2017
    North Country Center For The Arts
    Lincoln, NH
  • 06/2021 → 10/2022
    Kids Cooperative Theatre
    Derry, NH
  • 04/2021 → 12/2023
    Southern New Hampshire University
    Manchester, NH
  • 08/2024 → 05/2025
    Bangor, ME
  • 08/2024 → 05/2025
    Massmutual Life Insurance Company
    Bangor, ME
  • 04/2025 → Present
    United Insurance Group
    Bangor, ME
  • 06/2025 → Present
    Brooklyn, OH
  • 06/2025 → Present
    Keybank
    Belfast, ME
Previous Registrations
Other Businesses

KIDS COOP THEATRE; NATURE: I am a board member for a theatre group in southern NH. I help them select shows for their season, help with creating graphics for their productions to promote on social media, and help answer technical theatre questions they have. INVESTMENT RELATED: No; NUMBER OF HOURS: 8; SECURITIES TRADING HOURS: 0; START DATE: 01/01/2024; ADDRESS: 232 N Broadway, Salem NH 03079, United States; DESCRIPTION: I help them select shows for their season, help with creating graphics for their productions to promote on social media, and help answer technical theatre questions they have. FUSION: BANGOR POSITION: Steering Committee Member NATURE: FUSION:Bangor is the area's networking group of engaged residents. The organization works to connect the residents of the area to each other, engage with the community and transform the Bangor region into the preferred place to live, work and play in Maine. Founded in 2005, FUSION:Bangor is a program of the Bangor Region Chamber of Commerce. It was modeled after its Canadian sister organization, FUSION Saint John, and played an important role in the Chamber's initiative to foster stronger business relations with New Brunswick. It later became a member of the Realize Maine Network, which works to attract and retain young professionals throughout Maine. Realize Maine is a program of the Maine Development Foundation and consists of eight groups throughout the state. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2025 ADDRESS: 2 Hammond Street, Bangor ME 04401, United States DESCRIPTION: The steering committee helps lead Fusion in planning events and committees for the year and helps members of fusion get involved in the community and network with other rising profesionals.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-23
S63 Uniform Securities Agent State Law Examination 2023-02-07
  • S65 Uniform Investment Adviser Law Examination
    2024-08-23
  • S63 Uniform Securities Agent State Law Examination
    2023-02-07
Other Names
  • Tom Lott

View on SEC IAPD

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