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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2010-07-24 |
| CT | RA | APPROVED | 2006-10-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenwich | CT | 06/2006 | Present |
| Bank Of America, N.A. | Greenwich | CT | 08/2013 | Present |
I*4421265, Entity Type: Entity For Profit, Name of OBA: 78 W A LLC, Address: White Plains, New York, 10604, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 04/16/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: Contributing our share of capital for expenses, Real Estate Investment
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-17 |
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