Anthony J Caruso

Current Employers

Ascension Wealth Management

Vero Beach, FL • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-04-11
OH	RA	APPROVED	2023-07-05

FL RA
APPROVED

Since 2025-04-11
OH RA
APPROVED

Since 2023-07-05

Branch Locations

Vero Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ascension Wealth Management, Llc	Vero Beach	FL	11/2022	Present
Caruso Auto Parts, Llc	Westland	MI	10/2005	03/2022
Unemployed	Shaker Heights	OH	04/2022	10/2022

11/2022 → Present

Ascension Wealth Management, Llc

Vero Beach, FL
10/2005 → 03/2022

Caruso Auto Parts, Llc

Westland, MI
04/2022 → 10/2022

Unemployed

Shaker Heights, OH

Other Businesses

1) Caruso Investment LLC; non investment-related; same address as reported business address; buy, sell, rent real estate; Managing member; June 20, 2023; 1 hour per month; 1 hour per month during securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-04-22

S65 Uniform Investment Adviser Law Examination

2022-04-22