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Brooke A Davis

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lone Tree, CO

Pennington, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-09
CO RA APPROVED 2026-03-09
  • TX RA
    APPROVED
    Since 2026-07-09
  • CO RA
    APPROVED
    Since 2026-03-09

Branch Locations

10375 Park Meadows Dr, Lone Tree, CO 80124 • United States

1100-1800 American Blvd Retirement & Personal Wealth Solutions, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lone Tree CO 10/2022 Present
Magnolia Medical Group Denver CO 08/2022 10/2022
Hollister Co Jacksonville FL 11/2018 08/2019
Nanny For Private Family Ponte Vedra Beach FL 09/2019 08/2022
Jewish Community Alliance Jacksonville FL 06/2016 08/2020
Stanton College Preparatory School Jacksonville FL 08/2014 05/2018
University Of North Florida Jacksonville FL 08/2018 05/2022
  • 10/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Lone Tree, CO
  • 08/2022 → 10/2022
    Magnolia Medical Group
    Denver, CO
  • 11/2018 → 08/2019
    Hollister Co
    Jacksonville, FL
  • 09/2019 → 08/2022
    Nanny For Private Family
    Ponte Vedra Beach, FL
  • 06/2016 → 08/2020
    Jewish Community Alliance
    Jacksonville, FL
  • 08/2014 → 05/2018
    Stanton College Preparatory School
    Jacksonville, FL
  • 08/2018 → 05/2022
    University Of North Florida
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-09
  • S66 Uniform Combined State Law Examination
    2026-03-09

View on SEC IAPD

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Other Investors

SHALINI J. MAYL
KYLE SMITH
BRIANNA MARIE MATHIS
JESSICA DIEM HUYNH CURTIS
ANDRINA UPTMORE
ALYSSA ARMIDA EVANS
JARON CAPPOS
ANDREW KIM

Other Offices

STRATEGIC ADVISERS LLC · LONE TREE, CO
LPL FINANCIAL LLC · CENTENNIAL, CO
STRATEGIC ADVISERS LLC · CENTENNIAL, CO
LPL ENTERPRISE, LLC · ENGLEWOOD, CO
PALLER FINANCIAL SERVICES, INC. · CENTENNIAL, CO
OSAIC ADVISORY SERVICES, LLC · Centennial, CO
ELIASON WEALTH MANAGEMENT LLC · CENTENNIAL, CO
PLANPILOT · Centennial, CO

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