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Ross Arangorin Asis

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

Stamford, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-04-17
  • CA RA
    APPROVED
    Since 2023-04-17

Branch Locations

333 S Hope St, Los Angeles, CA 90071 • United States

301 Tresser Blvd Office Of Cao - Awl Local Markets Organization, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 10/2022 Present
Bank Of America Los Angeles CA 05/2007 05/2022
Unemployed Los Angeles CA 05/2022 10/2022
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-14
  • S66 Uniform Combined State Law Examination
    2023-04-14
Other Names
  • Rosauro A Asis
  • Ross Arangorin Asis

View on SEC IAPD

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