Raj G Patel

Rbc Capital Markets, LLC

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-26
AZ	RA	APPROVED	2026-06-19

TX RA
APPROVED

Since 2026-06-26
AZ RA
APPROVED

Since 2026-06-19

Branch Locations

Peoria, AZ • United States

2398 East Camelback Road Suite 700, Phoenix, AZ 85016-3467 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Phoenix	AZ	11/2022	06/2026
Fry's Food Stores	Glendale	AZ	08/2016	07/2017
Quality Inn And Suites	Surprise	AZ	05/2019	08/2019
Mr George Inc	O'FAllon	AZ	04/2021	08/2022
University Of Arizona	Tucson	AZ	08/2017	05/2021
Full-Time Education	Peoria	AZ	08/2003	05/2017
Rbc Capital Markets, Llc	Phoenix	AZ	06/2026	Present

11/2022 → 06/2026

Morgan Stanley

Phoenix, AZ
08/2016 → 07/2017

Fry's Food Stores

Glendale, AZ
05/2019 → 08/2019

Quality Inn And Suites

Surprise, AZ
04/2021 → 08/2022

Mr George Inc

O'FAllon, AZ
08/2017 → 05/2021

University Of Arizona

Tucson, AZ
08/2003 → 05/2017

Full-Time Education

Peoria, AZ
06/2026 → Present

Rbc Capital Markets, Llc

Phoenix, AZ

Previous Registrations

2023-03-08 → 2026-06-03

Morgan Stanley

Gilbert, AZ

Phoenix, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-03-01

S66 Uniform Combined State Law Examination

2023-03-01

View on SEC IAPD

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