Alexander Thomas Bright

Current Employers

49 Financial

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-10-05

CA RA
APPROVED

Since 2023-10-05

Branch Locations

840 Apollo Street Suite 248, Suite 279, El Segundo, CA 90245 • United States

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Niagara Bottling Company	Diamond Bar	CA	06/2022	08/2022
1865 Craft House	San Luis Obispo	CA	04/2022	06/2022
Hive Media	Carlsbad	CA	06/2021	08/2021
Kuma Sushi	Los Osos	CA	11/2020	04/2021
Premier Aquatics	Laguna Nigel	CA	06/2020	09/2020
Qero Restaurant	Encinitas	CA	06/2017	09/2020
California Polytechnic State University, San Luis Obispo	San Luis Obispo	CA	09/2019	05/2023
San Dieguito Academy	Encinitas	CA	09/2015	06/2019
49 Wealth Management	Los Angeles	CA	05/2023	Present
Pks Investments	Albany	NY	05/2023	01/2024
Oakwood Capital Securities, Inc.	Minneapolis	MN	07/2024	Present

06/2022 → 08/2022

Niagara Bottling Company

Diamond Bar, CA
04/2022 → 06/2022

1865 Craft House

San Luis Obispo, CA
06/2021 → 08/2021

Hive Media

Carlsbad, CA
11/2020 → 04/2021

Kuma Sushi

Los Osos, CA
06/2020 → 09/2020

Premier Aquatics

Laguna Nigel, CA
06/2017 → 09/2020

Qero Restaurant

Encinitas, CA
09/2019 → 05/2023

California Polytechnic State University, San Luis Obispo

San Luis Obispo, CA
09/2015 → 06/2019

San Dieguito Academy

Encinitas, CA
05/2023 → Present

49 Wealth Management

Los Angeles, CA
05/2023 → 01/2024

Pks Investments

Albany, NY
07/2024 → Present

Oakwood Capital Securities, Inc.

Minneapolis, MN

Other Businesses

1. 49 Wealth Management. Investment Related. 840 Apollo St #248, El Segundo, CA 90245. Registered Investment Adviser. Investment Advisor Representative . 06/2023. 60 Hrs/month all during trading hours. Provide advice to clients. 2. 49 Financial; Fixed Insurance. Non-Investment Related. 840 Apollo St #248, El Segundo, CA 90245. Fixed / Traditional Insurance. Insurance Agent. 06/2023. 40 Hrs/month all during trading hours. Sales of Fixed / Traditional insurance products. 3. Oakwood Capital Securities. Investment Related. 600 US-169 Ste 1410, Minneapolis, MN 55426. Registered Representative. 07/2024. 40 Hrs/month during trading hours. 10 Hrs/month outside trading hours. 4. Financial Independence Group. Investment Related. 19520 W Catawba Ave #200, Cornelius NC 28031. Insurance Agent. Fixed and variable insurance product sales. 08/2023. 50 Hrs/month during trading hours. 20 Hrs/month outside trading hours. 5. 25 Giving; Contractor; Non-Investment Related; 3711 S Mopac Expy, Ste. 150, Austin, TX 78746; since 8/26/2025; Refer nonprofits to 25 Giving so they can help develop charitable plans for donors of nonprofits; 2 hours per month during and after business hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-10-05
S63	Uniform Securities Agent State Law Examination	2023-02-25

S65 Uniform Investment Adviser Law Examination

2023-10-05
S63 Uniform Securities Agent State Law Examination

2023-02-25

Other Names

Alexander T Bright
Alex Bright

View on SEC IAPD