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Nicole Leigh Tsafos

F L Putnam Investment Management Co.

Providence, RI

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Current Employers
F L Putnam Investment Management Co.

6 Kimball Lane, Lynnfield, MA 01940 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2024-08-05
  • RI RA
    APPROVED
    Since 2024-08-05

Branch Locations

100 Westminster Street 10Th Floor Suite 1004, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Four Ponds Financial Planning Mashpee MA 06/2022 10/2022
Homemaker Saunderstown RI 02/2009 06/2022
Four Ponds Financial Planning Mashpee MA 10/2022 07/2024
F.L. Putnam Investment Management Company Providence RI 07/2024 Present
  • 06/2022 → 10/2022
    Four Ponds Financial Planning
    Mashpee, MA
  • 02/2009 → 06/2022
    Homemaker
    Saunderstown, RI
  • 10/2022 → 07/2024
    Four Ponds Financial Planning
    Mashpee, MA
  • 07/2024 → Present
    F.L. Putnam Investment Management Company
    Providence, RI
Previous Registrations
  • 2022-11-02 → 2024-08-05
    Four Ponds Financial Planning
    Mashpee, MA
    Saunderstown, RI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-01
  • S65 Uniform Investment Adviser Law Examination
    2022-10-01
Designations
Other Names
  • Nicole Leigh Kehrer

View on SEC IAPD

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