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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-03-01
  • VA RA
    APPROVED
    Since 2023-03-01

Branch Locations

2490 Valley Ave, Winchester, VA 22601 • United States

1753 Pinnacle Dr 3Rd Fl [V6-Rbo], Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Front Royal VA 10/2022 Present
Wells Fargo Bank, Na Front Royal VA 10/2022 Present
Signet Jewelers Dba Zales Jewelers Winchester VA 06/2014 10/2022
  • 10/2022 → Present
    Front Royal, VA
  • 10/2022 → Present
    Wells Fargo Bank, Na
    Front Royal, VA
  • 06/2014 → 10/2022
    Signet Jewelers Dba Zales Jewelers
    Winchester, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-01
S63 Uniform Securities Agent State Law Examination 2023-01-04
  • S65 Uniform Investment Adviser Law Examination
    2023-03-01
  • S63 Uniform Securities Agent State Law Examination
    2023-01-04
Other Names
  • Kate Fravel
  • Mary Kathleen Fravel

View on SEC IAPD

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