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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-02-25 |
Branch Locations
777 E. Wisconsin Avenue, Milwaukee, WI 53202 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Minneapolis | MN | 09/2022 | 05/2024 |
| Wells Fargo Bank | Minneapolis | MN | 09/2022 | 05/2024 |
| Farmington High School | Farmington | MN | 01/2012 | 06/2017 |
| Summit Landscape | Farmington | MN | 06/2017 | 08/2017 |
| Winona State University | Winona | MN | 08/2017 | 05/2022 |
| Winona State Intramurals | Winona | MN | 01/2018 | 04/2019 |
| Landscapes Plus | Northfield | MN | 05/2018 | 08/2019 |
| Go Get Fred | Eden Prairie | MN | 05/2020 | 09/2020 |
| Whalen's At Westfield | Winona | MN | 06/2021 | 08/2021 |
| Swag Guys | Farmington | MN | 02/2018 | 08/2022 |
| Robert W. Baird | Milwaukee | WI | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-01 |
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