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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-12-22
TX RA APPROVED_RES 2025-10-21
  • GA RA
    APPROVED
    Since 2025-12-22
  • TX RA
    APPROVED_RES
    Since 2025-10-21

Branch Locations

106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Purchase NY 02/2023 03/2024
Jpmorgan Chase Great Neck NY 07/2017 12/2022
Gamestop New Hyde Park NY 09/2016 07/2017
Macy's Manhasset NY 03/2013 09/2016
Wells Fargo Clearing Services, Llc Cumming GA 11/2024 Present
Unemployed Glen Oaks NY 03/2024 11/2024
  • 02/2023 → 03/2024
    Morgan Stanley
    Purchase, NY
  • 07/2017 → 12/2022
    Jpmorgan Chase
    Great Neck, NY
  • 09/2016 → 07/2017
    Gamestop
    New Hyde Park, NY
  • 03/2013 → 09/2016
    Macy's
    Manhasset, NY
  • 11/2024 → Present
    Cumming, GA
  • 03/2024 → 11/2024
    Unemployed
    Glen Oaks, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-20
S63 Uniform Securities Agent State Law Examination 2023-03-31
  • S65 Uniform Investment Adviser Law Examination
    2025-12-20
  • S63 Uniform Securities Agent State Law Examination
    2023-03-31
Other Names
  • Vishal P Padda
  • Vishal Padda

View on SEC IAPD

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