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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-12-22 |
| TX | RA | APPROVED_RES | 2025-10-21 |
Branch Locations
106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Purchase | NY | 02/2023 | 03/2024 |
| Jpmorgan Chase | Great Neck | NY | 07/2017 | 12/2022 |
| Gamestop | New Hyde Park | NY | 09/2016 | 07/2017 |
| Macy's | Manhasset | NY | 03/2013 | 09/2016 |
| Wells Fargo Clearing Services, Llc | Cumming | GA | 11/2024 | Present |
| Unemployed | Glen Oaks | NY | 03/2024 | 11/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2023-03-31 |
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