Best Investors Account Sign in
Inactive

Tam Phuong Diep

Focus Partners Wealth, LLC

Menlo Park, CA

Claim This Profile
Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-19
  • CA RA
    APPROVED
    Since 2026-08-19

Branch Locations

1550 El Camino Real Suite 100, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Bank Santa Barbara CA 03/2022 07/2023
University Of California, Santa Barbara Goleta CA 11/2021 03/2022
Uc Santa Barbara Santa Barbara CA 01/2019 09/2021
Ohlone College Fremont CA 06/2016 12/2018
Smile Catcher's Corp. Fremont CA 02/2015 12/2018
J.P. Morgan Securities Llc Los Angeles CA 07/2023 02/2025
Hightower Advisors, Llc Los Angeles CA 02/2025 07/2026
Howroyd Wright Employment Agency, Inc Santa Barbara CA 11/2021 03/2022
Focus Partners Wealth, Llc St. Louis MO 08/2026 Present
  • 03/2022 → 07/2023
    First Republic Bank
    Santa Barbara, CA
  • 11/2021 → 03/2022
    University Of California, Santa Barbara
    Goleta, CA
  • 01/2019 → 09/2021
    Uc Santa Barbara
    Santa Barbara, CA
  • 06/2016 → 12/2018
    Ohlone College
    Fremont, CA
  • 02/2015 → 12/2018
    Smile Catcher's Corp.
    Fremont, CA
  • 07/2023 → 02/2025
    J.P. Morgan Securities Llc
    Los Angeles, CA
  • 02/2025 → 07/2026
    Hightower Advisors, Llc
    Los Angeles, CA
  • 11/2021 → 03/2022
    Howroyd Wright Employment Agency, Inc
    Santa Barbara, CA
  • 08/2026 → Present
    Focus Partners Wealth, Llc
    St. Louis, MO
Previous Registrations
  • 2025-02-24 → 2026-07-22
    Hightower Advisors, Llc
    Los Angeles, CA
    Chicago, IL
  • 2023-01-10 → 2025-03-19
    J.P. Morgan Private Wealth Advisors Llc
    Santa Barbara, CA
  • 2024-01-17 → 2025-02-14
    J.P. Morgan Securities Llc
    Los Angeles, CA
    Santa Barbara, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-09
  • S66 Uniform Combined State Law Examination
    2023-01-09
Other Names
  • Jaime Nguyen-Le
  • Tam Phuong Nguyen-Le
  • Tam P Nguyen-Le
  • Jaime Diep
  • Tam P Diep

View on SEC IAPD

More in Menlo Park, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor