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437 Newman Springs Road, Lincroft, NJ 07738 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-01-26 |
| CA | RA | APPROVED | 2025-02-19 |
| TX | RA | APPROVED | 2022-10-24 |
Branch Locations
1033 W Roosevelt Way, 3Rd Floor, Tempe, AZ 85288 • United States
19800 Macarthur Blvd Suite 800, Irivine, CA 92612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group Inc. | Charlotte | NC | 06/2006 | 08/2019 |
| Lincoln Financial Advisors | Phoenix | AZ | 08/2019 | 12/2020 |
| Sequoia Consulting Group | Tempe | AZ | 12/2020 | Present |
| Pensionmark Securities, Llc | Santa Barbara | CA | 12/2020 | 12/2024 |
| World Investment Advisors, Llc | Santa Barbara | CA | 12/2020 | Present |
1. Brumgela,LLC; Non-Investment Related; Family Business/Provide Financing for Family business; Co Trustee; 5/6/2016;1 hour per month; Zero hours during trading hours; Review bank account
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-21 |
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