Brian C. King

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-12-19

TX RA
APPROVED

Since 2022-12-19

Branch Locations

Frisco, TX • United States

100 Crescent Court 13Th Floor, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Dallas	TX	10/2022	Present
Jpmorgan Chase Bank, N.A.	Dallas	TX	10/2022	Present
Jpmorgan Chase Bank	Chicago	IL	09/2011	09/2022

10/2022 → Present

J.P. Morgan Securities Llc

Dallas, TX
10/2022 → Present

Jpmorgan Chase Bank, N.A.

Dallas, TX
09/2011 → 09/2022

Jpmorgan Chase Bank

Chicago, IL

Other Businesses

Effective 10/3/2022 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-12-19

S66 Uniform Combined State Law Examination

2022-12-19

Other Names

Brian C King

View on SEC IAPD