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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-04-30 |
Branch Locations
352 Williamson Rd, Mooresville, NC 28117 • United States
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Charlotte | NC | 05/2016 | 05/2024 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 01/2025 | 03/2025 |
| Tiaa | Charlotte | NC | 01/2025 | 03/2025 |
| Extreme Reach | Charlotte | NC | 09/2016 | 09/2016 |
| Unemployed | Charlotte | NC | 06/2024 | 12/2024 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 05/2016 | 05/2024 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 04/2025 | Present |
| Wells Fargo Bank, Na | Charlotte | NC | 04/2025 | Present |
| Jlpiibad, Llc | Mooresville | NC | 02/2024 | Present |
Name: JLPIIBAD, LLC Position: Owner, Actor, Author Nature: Entertainment Company and I am the sole proprietor of the LLC. I work as an Actor, Author, Playwright and Producer. Investment Related: No Hours: 30 Securities Trading Hours: 0 Start Date: 01/10/2024 Address: Home Address, Mooresville NC 28115, United States Description: I am the Performer, Writer, Producer of my own one-man stage play and perform numerous production ranging from film, television, stage and writing for other projects. IREDELL HEALTH SYSTEMS; INV RELATED; STATESVILLE, NC; AFFORDABLE HEALTH CARE; BOARD OF TRUSTEES; START DATE: 01/02/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2023-01-06 |
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