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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-08-09 |
Branch Locations
4400 W 78Th St Suite 150, Bloomington, MN 55435 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ace Mudjacking | Highland | MI | 06/2016 | 09/2016 |
| University Of Massachusetts Boston | Boston | MD | 09/2016 | 05/2017 |
| Ace Mudjacking | Highland | MI | 05/2017 | 09/2017 |
| Adrian College | Adrian | MI | 09/2017 | 12/2018 |
| University Of Wisconsin - River Falls | River Falls | WI | 01/2019 | 05/2020 |
| Peoria Riverman | Peoria | IL | 04/2020 | 05/2020 |
| Unemployed | River Falls | WI | 05/2020 | 08/2020 |
| Green Oasis | River Falls | WI | 08/2020 | 10/2020 |
| Smx Phillips Medisize | Hudson | WI | 10/2020 | 06/2021 |
| Banker's Life | Edina | MN | 06/2021 | 11/2021 |
| Equiniti - Shareholder Services | Mendota Heights | MN | 12/2021 | 08/2022 |
| World Financial Group | Remote | XX | 11/2021 | 10/2022 |
| Gypsum Consulting | Minneapolis | MN | 08/2022 | 09/2022 |
| Cx Institutional, Llc | River Falls | WI | 10/2022 | 08/2024 |
| Mariner Wealth Advisors | Overland Park | KS | 08/2024 | Present |
Rogers Youth Hockey Association; not investment related; Bloomington, MN; youth sports; assistant hockey coach; start date 10/3/25; 20 hours /month, 0 during trading hours; assistant coach
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-10 |
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