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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-07-14
TX RA APPROVED 2024-08-21
  • VA RA
    APPROVED
    Since 2025-07-14
  • TX RA
    APPROVED
    Since 2024-08-21

Branch Locations

8075 Leesburg Pike, Vienna, VA 22182 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mount Pleasant SC 01/2019 Present
Bank Of America, Na Mt Pleasant SC 10/2014 12/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-08
  • S66 Uniform Combined State Law Examination
    2024-07-08
Other Names
  • Mary Lavell Simmons

View on SEC IAPD

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