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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-01 |
| CA | RA | APPROVED | 2024-03-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 06/2021 | 12/2023 |
| Self-Employed | Los Angeles | CA | 01/2013 | 04/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 02/2024 | Present |
| Ucla Personal Financial Planning Certification Program | Los Angeles | CA | 04/2020 | 04/2022 |
| Bank Of America, N.A. | Los Angeles | CA | 04/2024 | Present |
Name of the other businessTrust: K C C & M C Trustees of the C Carter Trust dated March 27 2009 Whether the business is investment-relatedn/a This is not a business. It is a family Trust, in which I am a Trustee Address of the other businessSherman Oaks, CA 91403 Nature of the other businessn/a (Family Trust) Your positionTrustee Title, or relationship with the other businessTrustee, along with my husband-this is our family Trust Start date of your relationshipTrustee Approximate number of hours/month you devote to the other business0-1 Number of hours you devote to the other business during securities trading hours0-1 Briefly describe your duties relating to the other businessMy Assets fund the trust. As I use my assets, they change the fair market value in the Trust. No additional time is needed to access my banking and Assets in the Trust.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-12 |
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