Brian William Halbert

Current Employers

Halbert Wealth Management, Inc

9433 Bee Cave Rd Suite 3-201, Austin, TX 78733 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-07-21

TX RA
APPROVED

Since 2025-07-21

Branch Locations

9433 Bee Cave Rd Suite 3-201, Austin, TX 78733 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Austin	TX	12/2013	07/2018
Pensionmark Securities, Llc	Santa Barbara	CA	07/2018	07/2025
Pensionmark Financial Group, Llc	Santa Barbara	CA	07/2018	07/2025
Halbert Wealth Management	Austin	TX	07/2025	Present

12/2013 → 07/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Austin, TX
07/2018 → 07/2025

Pensionmark Securities, Llc

Santa Barbara, CA
07/2018 → 07/2025

Pensionmark Financial Group, Llc

Santa Barbara, CA
07/2025 → Present

Halbert Wealth Management

Austin, TX

Previous Registrations

2018-07-16 → 2025-07-31

World Investment Advisors, Llc

Garden Ridge, TX
2014-05-06 → 2018-07-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Austin, TX

Austin, TX

Austin, TX

Other Businesses

1. NAME OF OUTSIDE BUSINESS ORGANIZATION: BRIAN HALBERT & ASSOCIATES, LLC NON-INVESTMENT RELATED, LOCATED: AUSTIN, TEXAS 78737 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: MANAGING PARTNER, START DATE OF RELATIONSHIP: 6/2011 NUMBER OF HOURS DEVOTED: HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Provide managerial duties annually.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-05-03

S66 Uniform Combined State Law Examination

2014-05-03

Other Names

Brian William Halbert
Brian W Halbert

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