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Anna Lyn Simon

LPl Financial LLC

Tulsa, OK

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-03-24
  • OK RA
    APPROVED
    Since 2023-03-24

Branch Locations

2250 E 73 Street Ste 650, Tulsa, OK 74136 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Outdoor Llc Dba Mustang Mfg Sapulpa OK 08/2004 Present
Lpl Financialllc Tulsa OK 10/2022 Present
  • 08/2004 → Present
    Outdoor Llc Dba Mustang Mfg
    Sapulpa, OK
  • 10/2022 → Present
    Lpl Financialllc
    Tulsa, OK
Other Businesses

1)12/13/2022 - Financial Planning Resources - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)12/13/2022 - Simon Finance LLC - Tax Prep/Accounting/CPA - Non-Inv Rel - Sapulpa, OK - Start: 01/2006 3)12/13/2022 - Outdoor LLC DBA Mustang Manufacturing - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Sapulpa, OK - Start: 08/2004 4)12/13/2022 - Simon Quarters 1 LLC - Real Estate Rental - Non-Inv Rel - Sapulpa, OK - Start: 06/2022

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-23
  • S66 Uniform Combined State Law Examination
    2023-03-23

View on SEC IAPD

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