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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-01
  • CA RA
    APPROVED
    Since 2024-03-01

Branch Locations

74785 Highway 111 Suite 102, Indian Wells, CA 92210-7129 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Palm Springs CA 10/2022 12/2023
Wells Fargo Bank, Na Palm Springs CA 06/2019 12/2023
Horizon Solar Panels Palm Springs CA 03/2019 06/2019
Kreem Palm Springs CA 09/2018 01/2019
Fresh Juice Bar Palm Springs CA 01/2017 03/2019
Palm Springs High School Palm Springs CA 09/2014 05/2018
College Of The Desert Palm Desert CA 09/2018 05/2022
Nick Darrin Real Estate Media Co. Palm Desert CA 06/2022 12/2023
Charles Schwab & Co., Inc. Indian Wells CA 01/2024 Present
Charles Schwab Bank, Ssb Indian Wells CA 01/2024 Present
  • 10/2022 → 12/2023
    Wells Fargo Clearing Services, Llc
    Palm Springs, CA
  • 06/2019 → 12/2023
    Wells Fargo Bank, Na
    Palm Springs, CA
  • 03/2019 → 06/2019
    Horizon Solar Panels
    Palm Springs, CA
  • 09/2018 → 01/2019
    Kreem
    Palm Springs, CA
  • 01/2017 → 03/2019
    Fresh Juice Bar
    Palm Springs, CA
  • 09/2014 → 05/2018
    Palm Springs High School
    Palm Springs, CA
  • 09/2018 → 05/2022
    College Of The Desert
    Palm Desert, CA
  • 06/2022 → 12/2023
    Nick Darrin Real Estate Media Co.
    Palm Desert, CA
  • 01/2024 → Present
    Indian Wells, CA
  • 01/2024 → Present
    Charles Schwab Bank, Ssb
    Indian Wells, CA
Other Businesses

1) College of the Desert Business Advisory | Investment Related:No|43500 Monterey Av|Palm Desert|CA|92211|US|Education|Advisory Member|11/21/2025|Less than 20|0|Providing input on business education opportunities for College of the Desert annually. This comprises of a 90-minute meeting annually that allows College of the Desert to learn from local business professionals what learnings we would encourage them to implement into their curriculum. I am passionate about my community and view this as an opportunity to grow the candidate pool in our desert

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-01
S63 Uniform Securities Agent State Law Examination 2023-01-03
  • S66 Uniform Combined State Law Examination
    2024-03-01
  • S63 Uniform Securities Agent State Law Examination
    2023-01-03
Other Names
  • Nick Darrin

View on SEC IAPD

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