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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-21
  • NY RA
    APPROVED
    Since 2025-08-21

Branch Locations

Baldwinsville, NY • United States

Baldwinsville, NY • United States

100 Madison Street Suite 1300, Syracuse, NY 13202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret, Grant & Co., Inc. Syracuse NY 03/2006 08/2025
Grove Point Investments Syracuse NY 08/2024 08/2025
Lpl Financial Llc Fort Mill SC 08/2025 Present
Lpl Enterprise Llc Fort Mill SC 03/2026 Present
  • 03/2006 → 08/2025
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
  • 08/2024 → 08/2025
    Grove Point Investments
    Syracuse, NY
  • 08/2025 → Present
    Fort Mill, SC
  • 03/2026 → Present
    Lpl Enterprise Llc
    Fort Mill, SC
Previous Registrations
  • 2025-07-01 → 2025-12-09
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
    Syracuse, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-28
  • S66 Uniform Combined State Law Examination
    2025-06-28
Other Names
  • Michelle Diane Downing
  • Michelle Diane Downing
  • Michelle Diane Kendall
  • Michelle D Kendall

View on SEC IAPD

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