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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-30
CA RA APPROVED 2023-02-07
  • TX RA
    APPROVED
    Since 2023-03-30
  • CA RA
    APPROVED
    Since 2023-02-07

Branch Locations

2815 Townsgate Rd, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sierra Vista AZ 08/2021 Present
In Balance Ranch Academy Huachuca City AZ 10/2019 08/2021
Wells Fargo Sierra Vista AZ 04/2018 10/2019
Aguilera Services, Inc Oxnard CA 08/2016 04/2018
California State University Fullerton Fullerton CA 08/2016 06/2017
Cochise College Sierra Vista AZ 08/2019 12/2019
University Of Arizona Tucson AZ 01/2020 12/2021
Bank Of America, N.A. Sierra Vista AZ 01/2023 Present
  • 08/2021 → Present
    Sierra Vista, AZ
  • 10/2019 → 08/2021
    In Balance Ranch Academy
    Huachuca City, AZ
  • 04/2018 → 10/2019
    Wells Fargo
    Sierra Vista, AZ
  • 08/2016 → 04/2018
    Aguilera Services, Inc
    Oxnard, CA
  • 08/2016 → 06/2017
    California State University Fullerton
    Fullerton, CA
  • 08/2019 → 12/2019
    Cochise College
    Sierra Vista, AZ
  • 01/2020 → 12/2021
    University Of Arizona
    Tucson, AZ
  • 01/2023 → Present
    Bank Of America, N.A.
    Sierra Vista, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-04
  • S66 Uniform Combined State Law Examination
    2023-02-04

View on SEC IAPD

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