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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-04-12
  • CA RA
    APPROVED
    Since 2023-04-12

Branch Locations

444 E Huntington Dr, Arcadia, CA 91006 • United States

Pasadena, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ares Management Corporation Culver City CA 12/2021 08/2022
Ppm America Chicago IL 10/2018 12/2021
Northern Trust Chicago IL 07/2017 10/2018
Knau Arizona Public Radio Flagstaff AZ 07/2013 06/2017
Thrivent Advisor Network D/B/A 49 Financial Manhattan Beach CA 09/2022 12/2022
Purshe Kaplan Sterling Investments Albany NY 09/2022 04/2023
49 Wealth Management, Llc El Segundo CA 01/2023 04/2023
Thrivent Investment Management Inc Arcadia CA 04/2023 Present
Thrivent Financial Appleton WI 04/2023 Present
  • 12/2021 → 08/2022
    Ares Management Corporation
    Culver City, CA
  • 10/2018 → 12/2021
    Ppm America
    Chicago, IL
  • 07/2017 → 10/2018
    Northern Trust
    Chicago, IL
  • 07/2013 → 06/2017
    Knau Arizona Public Radio
    Flagstaff, AZ
  • 09/2022 → 12/2022
    Thrivent Advisor Network D/B/A 49 Financial
    Manhattan Beach, CA
  • 09/2022 → 04/2023
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 01/2023 → 04/2023
    49 Wealth Management, Llc
    El Segundo, CA
  • 04/2023 → Present
    Arcadia, CA
  • 04/2023 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
  • 2023-02-02 → 2023-04-10
    Austin, TX
    El Segundo, CA
Other Businesses

VINTAGE CHURCH PASADENA POSITION: Church Finance Committee Member NATURE: Requested to serve on my church's Finance Committee. This is not a board position and does not come with voting power. I would be helping with modeling future finances. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 04/16/2024 ADDRESS: 464 E Walnut St., Pasadena CA 91101, United States DESCRIPTION: I will be helping with creating models for future church budgets. Using past church budget number and projecting out in spreadsheets to help plan for the future.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-20
  • S66 Uniform Combined State Law Examination
    2022-08-20

View on SEC IAPD

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