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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-29 |
| CA | RA | APPROVED | 2024-01-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Irvine | CA | 09/2022 | 12/2023 |
| The Butchery Quality Meats | Costa Mesa | CA | 09/2020 | 12/2021 |
| Lifetime Fitness And Athletics | Laguna Niguel | CA | 01/2019 | 12/2019 |
| Paris Baguette | Aliso Viejo | CA | 05/2018 | 12/2018 |
| Unemployed | Aliso Viejo | CA | 01/2020 | 09/2020 |
| Unemployed | Aliso Viejo | CA | 01/2012 | 05/2018 |
| California State University Long Beach | Long Beach | CA | 08/2018 | 07/2022 |
| The Prudential Insurance Company Of America | Irvine | CA | 11/2022 | 12/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seal Beach | CA | 01/2024 | Present |
| Bank Of America N.A. | Seal Beach | CA | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-10-24 |
| S65 | Uniform Investment Adviser Law Examination | 2022-09-15 |
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