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Grace Alexandra Pena

Ubs Financial Services Inc.

Austin, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-09
  • TX RA
    APPROVED
    Since 2023-03-09

Branch Locations

401 W 4Th Street Suite 3100, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sweetwater Pools Inc Houston TX 06/2017 07/2018
Cypress-Fairbanks Isd Athletics Houston TX 10/2017 05/2018
Greater Houston Pool Management Houston TX 06/2017 08/2017
Tlac Reads & Counts College Station TX 09/2019 02/2020
Hobby Lobby College Station TX 12/2019 03/2020
Texas A&M University Libraries College Station TX 03/2020 05/2022
City Of Bryan Parks And Recreation Bryan TX 06/2021 08/2022
Museum Of Fine Arts, Houston Houston TX 06/2021 06/2021
Kimbell Art Museum Fort Worth TX 06/2022 08/2022
City Of Fort Worth Parks And Recreation Fort Worth TX 06/2022 10/2022
Ubs Financial Services, Inc. Dallas TX 10/2022 Present
Texas A&M University College Station TX 08/2018 05/2022
Unemployed Houston TX 01/2000 06/2017
  • 06/2017 → 07/2018
    Sweetwater Pools Inc
    Houston, TX
  • 10/2017 → 05/2018
    Cypress-Fairbanks Isd Athletics
    Houston, TX
  • 06/2017 → 08/2017
    Greater Houston Pool Management
    Houston, TX
  • 09/2019 → 02/2020
    Tlac Reads & Counts
    College Station, TX
  • 12/2019 → 03/2020
    Hobby Lobby
    College Station, TX
  • 03/2020 → 05/2022
    Texas A&M University Libraries
    College Station, TX
  • 06/2021 → 08/2022
    City Of Bryan Parks And Recreation
    Bryan, TX
  • 06/2021 → 06/2021
    Museum Of Fine Arts, Houston
    Houston, TX
  • 06/2022 → 08/2022
    Kimbell Art Museum
    Fort Worth, TX
  • 06/2022 → 10/2022
    City Of Fort Worth Parks And Recreation
    Fort Worth, TX
  • 10/2022 → Present
    Ubs Financial Services, Inc.
    Dallas, TX
  • 08/2018 → 05/2022
    Texas A&M University
    College Station, TX
  • 01/2000 → 06/2017
    Unemployed
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-08
  • S66 Uniform Combined State Law Examination
    2023-03-08
Other Names
  • Gracie Pena

View on SEC IAPD

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