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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-21 |
| FL | RA | APPROVED | 2023-01-09 |
Branch Locations
200 S Biscayne Blvd Pbig - Florida Pwm, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 09/2022 | Present |
| Neocis Inc | Miami | FL | 06/2020 | 08/2022 |
| Seaview Research Inc | Miami | FL | 11/2012 | 02/2017 |
| Quotient Sciences Miami | Miami | FL | 02/2017 | 02/2018 |
| American Standard Value Inc | Miami | FL | 05/2018 | Present |
| Not Employed | Miami | FL | 02/2018 | 05/2018 |
| Bank Of America N.A. | Miami | FL | 11/2022 | Present |
Veebot Systems Inc - Director, Treasurer - robotic needle insertion startup - 13113 NW 42nd Ave, Opa Locka, FL 33054 (2 hrs / week) Realsmart LLC - Manager - holds family business and real estate - 2925 Seminole Street, Miami FL 33133 (2 hrs / week) I*1092370 For profit or not for profit: Entity For Profit Name of outside business organization: RGH Selina LLC Investment related: N Address of business: Miami, Florida Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member","Owner"], Start date of relationship: 6/1/2018 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Holds a private investment in holding company that owns shares of Selina Hospitality Group, which just recently went public via a SPAC *1095275 For profit or not for profit: Entity For Profit Name of outside business organization: RPH Roadmap LLC Investment related: N Address of business: Miami, Florida Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member","Owner"], Start date of relationship: 6/1/2018 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Holds an investment for Richard Harris and brother in Rightway Healthcare, a medical benefit technology company I*994689 For profit or not for profit: Entity For Profit Name of outside business organization: American Standard Value Inc Investment related: Y Address of business: Opa Locka, Florida, 33054, United States Nature of business: ["Corporation"] Position, title, association: ["Officer","Director"], Start date of relationship: 5/15/2018 Number of hours devoted: 1 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , President, communicate with investee and disburse funds as they come in.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-21 |
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