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Sean Arlington Kienzle

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-29
IL RA APPROVED 2020-09-25
  • TX RA
    APPROVED_RES
    Since 2020-09-29
  • IL RA
    APPROVED
    Since 2020-09-25

Branch Locations

110 N Wacker Dr, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Chicago IL 09/2014 09/2020
Jpmorgan Chase Bank Na Chicago IL 09/2014 09/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 09/2020 Present
Bank Of America, N.A. Chicago IL 09/2020 Present
Previous Registrations
  • 2013-04-18 → 2014-08-04
    Pnc Wealth Management Llc
    Lagrange Park, IL
    Lagrange, IL
    Riverside, IL
    Countryside, IL
    Rockford, IL
    Riverside, IL
    Lagrange, IL
    Western Springs, IL
    Oakbrook, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-17
S63 Uniform Securities Agent State Law Examination 2006-09-29
  • S65 Uniform Investment Adviser Law Examination
    2013-04-17
  • S63 Uniform Securities Agent State Law Examination
    2006-09-29
Other Names
  • Sean Arlington Kienzle
  • Sean Kienzle

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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