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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-12-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Johnson Controls | Milwaukee | WI | 09/2006 | 11/2017 |
| Kone | Moline | IL | 01/2018 | 02/2018 |
| Orchid Orthopedic | Holt | MI | 07/2020 | 07/2022 |
| Edward Jones | St Louis | MO | 10/2022 | 11/2025 |
| Tenneco | Monroe | MI | 02/2018 | 04/2020 |
| Principal Securities Inc | Chiippewa Falls | WI | 11/2025 | Present |
| Principal Life Insurance Co | Chiippewa Falls | WI | 11/2025 | Present |
FIXED INSURANCE POSITION: Fixed Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/08/2026 ADDRESS: 17810 120th Avenue, Chippewa Falls WI 54729, United States DESCRIPTION: Sales of fixed products through various vendors including fixed life, fixed annuity, LTC, DI, group benefits, health, and medical. MAYO CLINIC POSITION: Facilities Learning Coordinator NATURE: Facilities Learning Coordinator INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/12/2026 ADDRESS: 733 Clairemont Ave, Eau Claire WI 54701, United States DESCRIPTION: Create a learning architecture for the facilities portion of the Eau Claire facility.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-19 |
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