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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-12-04
  • WI RA
    APPROVED
    Since 2025-12-04

Branch Locations

Chippewa Falls, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Johnson Controls Milwaukee WI 09/2006 11/2017
Kone Moline IL 01/2018 02/2018
Orchid Orthopedic Holt MI 07/2020 07/2022
Edward Jones St Louis MO 10/2022 11/2025
Tenneco Monroe MI 02/2018 04/2020
Principal Securities Inc Chiippewa Falls WI 11/2025 Present
Principal Life Insurance Co Chiippewa Falls WI 11/2025 Present
  • 09/2006 → 11/2017
    Johnson Controls
    Milwaukee, WI
  • 01/2018 → 02/2018
    Kone
    Moline, IL
  • 07/2020 → 07/2022
    Orchid Orthopedic
    Holt, MI
  • 10/2022 → 11/2025
    St Louis, MO
  • 02/2018 → 04/2020
    Tenneco
    Monroe, MI
  • 11/2025 → Present
    Chiippewa Falls, WI
  • 11/2025 → Present
    Principal Life Insurance Co
    Chiippewa Falls, WI
Previous Registrations
  • 2024-01-03 → 2025-11-18
    Chippewa Falls, WI
    St. Louis, MO
    St Louis, MO
Other Businesses

FIXED INSURANCE POSITION: Fixed Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/08/2026 ADDRESS: 17810 120th Avenue, Chippewa Falls WI 54729, United States DESCRIPTION: Sales of fixed products through various vendors including fixed life, fixed annuity, LTC, DI, group benefits, health, and medical. MAYO CLINIC POSITION: Facilities Learning Coordinator NATURE: Facilities Learning Coordinator INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/12/2026 ADDRESS: 733 Clairemont Ave, Eau Claire WI 54701, United States DESCRIPTION: Create a learning architecture for the facilities portion of the Eau Claire facility.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-19
  • S66 Uniform Combined State Law Examination
    2023-12-19
Other Names
  • Dave Glenz

View on SEC IAPD

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