Richard Ralph Juliano

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-06-29
GA	RA	APPROVED	2023-05-25

TX RA
APPROVED_RES

Since 2026-06-29
GA RA
APPROVED

Since 2023-05-25

Branch Locations

106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States

5495 Bethelview Rd, Cumming, GA 30040 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Suwanee	GA	08/2018	04/2023
Suntrust Bank	Cumming	GA	03/2017	08/2018
Jpmorgan Chase Bank, National Association	Duluth	GA	07/2016	03/2017
Wells Fargo Clearing Services, Llc	Duluth	GA	04/2023	Present
Wells Fargo Bank, Na	Duluth	GA	04/2023	Present

08/2018 → 04/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Suwanee, GA
03/2017 → 08/2018

Suntrust Bank

Cumming, GA
07/2016 → 03/2017

Jpmorgan Chase Bank, National Association

Duluth, GA
04/2023 → Present

Wells Fargo Clearing Services, Llc

Duluth, GA
04/2023 → Present

Wells Fargo Bank, Na

Duluth, GA

Previous Registrations

2023-04-11 → 2023-04-27

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Suwanee, GA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-04-05

S66 Uniform Combined State Law Examination

2023-04-05

Other Names

Rich Juliano

View on SEC IAPD