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290 Congress Street, Boston, MA 02210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2025-12-05 |
| PA | RA | APPROVED | 2019-01-31 |
| OH | RA | APPROVED | 2012-09-21 |
Branch Locations
Rocky River, OH • United States
290 Congress Street, Boston, MA 02210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Columbia Management Group | Boston | MA | 02/2007 | Present |
| Columbia Management Advisors, Llc | Boston | MA | 02/2007 | Present |
| Riversource Investments | Minneapolis | MN | 05/2010 | Present |
| Riversource Fund Distributors, Inc. | Boston | MA | 05/2010 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-29 |
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