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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • MO RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

1135 W. Kansas St, Liberty, MO 64068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avant Ministries Kansas City MO 06/2015 01/2023
Spencer Financial Services, Inc. Liberty MO 09/2022 Present
Cetera Advisors Llc St. Cloud MN 02/2023 Present
Cetera Advisors Llc St. Cloud MN 09/2022 02/2023
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
Noble Skin Company Liberty MO 10/2024 Present
  • 06/2015 → 01/2023
    Avant Ministries
    Kansas City, MO
  • 09/2022 → Present
    Spencer Financial Services, Inc.
    Liberty, MO
  • 02/2023 → Present
    Cetera Advisors Llc
    St. Cloud, MN
  • 09/2022 → 02/2023
    Cetera Advisors Llc
    St. Cloud, MN
  • 03/2024 → Present
    Schaumburg, IL
  • 10/2024 → Present
    Noble Skin Company
    Liberty, MO
Other Businesses

1. NAME OF OTHER BUSINESS: SPENCER FINANCIAL SERVICES, INC. ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2022; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: FAITH CHRISTIAN ACADEMY; INVESTMENT RELATED: NO; ADDRESS: 4330 NW COOKINGHAM DR, KANSAS CITY, MO 64164; NATURE OF BUSINESS: BASKETBALL COACH; START DATE: 11/2024; POSITION/TITLE/RELATIONSHIP: BASKETBALL COACH; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: COACH JUNIOR HIGH & HIGH SCHOOL BASKETBALL AT LOCAL CHRISTIAN SCHOOL; 3. NAME OF OTHER BUSINESS: NOBLE SKIN COMPANY, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: SKINCARE, START DATE: 10/2024, POSITION/TITLE/RELATIONSHIP: PART OWNER, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: GENERAL SUPPORT, INPUT ON BRANDING AND SCENTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-02
  • S66 Uniform Combined State Law Examination
    2023-06-02

View on SEC IAPD

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