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Xiaoqing Yan

J.P. Morgan Securities LLC

Palo Alto, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-15
  • CA RA
    APPROVED
    Since 2025-03-15

Branch Locations

855 El Camino Real, Bldg 2, Ste 67, Palo Alto, CA 94301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Palo Alto CA 09/2022 Present
Jpmorgan Chase Bank, N.A. Palo Alto CA 09/2022 Present
Pwc Shanghai 10/2014 04/2017
Guotai Junan Securities Co Ltd Shanghai 05/2017 09/2019
Unemployed Sunnyvale CA 10/2019 08/2022
  • 09/2022 → Present
    J.P. Morgan Securities Llc
    Palo Alto, CA
  • 09/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Palo Alto, CA
  • 10/2014 → 04/2017
    Pwc
    Shanghai
  • 05/2017 → 09/2019
    Guotai Junan Securities Co Ltd
    Shanghai
  • 10/2019 → 08/2022
    Unemployed
    Sunnyvale, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-14
S63 Uniform Securities Agent State Law Examination 2022-12-06
  • S66 Uniform Combined State Law Examination
    2025-03-14
  • S63 Uniform Securities Agent State Law Examination
    2022-12-06
Other Names
  • Jessie Yan

View on SEC IAPD

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