Sandeep Shah

Current Employers

Smartalpha Wealth Advisors Llc

Chandler, AZ • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2023-01-01

AZ RA
APPROVED

Since 2023-01-01

Branch Locations

Chandler, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northstar International Ventures Llc	Tempe	AZ	08/2016	Present
Smartalpha Wealth Advisors Llc	Chandler	AZ	09/2022	Present

08/2016 → Present

Northstar International Ventures Llc

Tempe, AZ
09/2022 → Present

Smartalpha Wealth Advisors Llc

Chandler, AZ

Other Businesses

Sandeep Shah is a Principal at NorthStar International Ventures located at 7880 S. Michele Ln. Tempe Az 85284. This entity is not investment related and focuses on technology consulting, technical advisory in software companies and retail service industry. There is no business or commercial relationship that exists between SWA and NorthStar International Ventures and he devotes approximately 80 hours/month at this business primarily focused on consulting.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-02-22

S65 Uniform Investment Adviser Law Examination

2022-02-22