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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2023-01-20
  • RI RA
    APPROVED
    Since 2023-01-20

Branch Locations

1 Financial Plz, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Providence RI 12/2011 Present
  • 12/2011 → Present
    Bank Of America
    Providence, RI
Other Businesses

I*1976268, Entity Type Entity Charitable, Name of OBA: Communities for People, Inc Address: BostonMassachusetts02215 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 10/31/2024 No Hours: 6 monthly No Hours during trading: 0 Duties: I will serve in the Board of Directors. Share governance of the organization as serve as both an advocate/cheerleader as well as a fiduciary to act in CFPs bests interests. Help guide CFPs strategic goals and activities to carry out its mission of improving the lives of youth and families impacted by the foster care system. Bring your time and talents to helping CFP grow and enhance our impact. Attend board meetings (regularly scheduled quarterly). We can call special board meetings, but I dont think that has ever happened. attend committee meetings. Most committees meet on an as-needed basis, with the exception of Development, which meets monthly. Most committee meetings are by zoom/ virtual meetings. We do require that each board member financially support CFP, personally

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-06
  • S66 Uniform Combined State Law Examination
    2023-01-06

View on SEC IAPD

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