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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-28
  • TX RA
    APPROVED
    Since 2023-02-28

Branch Locations

9595 Six Pines Dr, The Woodlands, TX 77380 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated The Woodlands TX 09/2022 Present
Ignite Sales Addison TX 07/2020 09/2022
Dairy.cOm Frisco TX 10/2019 07/2020
Solutia Consulting Stillwater MN 06/2017 08/2019
Nanthealth Addison TX 06/2013 06/2017
Bank Of America, N.A. The Woodlands TX 12/2022 Present
  • 09/2022 → Present
    The Woodlands, TX
  • 07/2020 → 09/2022
    Ignite Sales
    Addison, TX
  • 10/2019 → 07/2020
    Dairy.cOm
    Frisco, TX
  • 06/2017 → 08/2019
    Solutia Consulting
    Stillwater, MN
  • 06/2013 → 06/2017
    Nanthealth
    Addison, TX
  • 12/2022 → Present
    Bank Of America, N.A.
    The Woodlands, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-24
  • S66 Uniform Combined State Law Examination
    2023-02-24

View on SEC IAPD

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