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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-24
CA RA APPROVED 2023-10-02
  • TX RA
    APPROVED
    Since 2024-05-24
  • CA RA
    APPROVED
    Since 2023-10-02

Branch Locations

1400 Page Mill Road, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Palo Alto CA 11/2022 12/2023
Plug And Play Tech Center Sunnyvale CA 02/2022 09/2022
University Of California, San Diego San Diego CA 09/2015 08/2019
Columbia University New York NY 09/2019 03/2021
Hult International Business School San Francisco CA 09/2021 06/2022
N/A Singapore 09/2022 11/2022
N/A Newport Coast CA 03/2021 09/2021
N/A N/A CA 08/2019 09/2019
Morgan Stanley Palo Alto CA 12/2023 Present
Morgan Stanley Private Bank, N.A New York NY 01/2024 Present
  • 11/2022 → 12/2023
    Palo Alto, CA
  • 02/2022 → 09/2022
    Plug And Play Tech Center
    Sunnyvale, CA
  • 09/2015 → 08/2019
    University Of California, San Diego
    San Diego, CA
  • 09/2019 → 03/2021
    Columbia University
    New York, NY
  • 09/2021 → 06/2022
    Hult International Business School
    San Francisco, CA
  • 09/2022 → 11/2022
    N/A
    Singapore
  • 03/2021 → 09/2021
    N/A
    Newport Coast, CA
  • 08/2019 → 09/2019
    N/A
    N/A, CA
  • 12/2023 → Present
    Palo Alto, CA
  • 01/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Other Businesses

*547027- Rental property; Investment related: Yes; New York, New York; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 12/2021; During business hours: 0; After business hours: 1; Property Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-02
  • S66 Uniform Combined State Law Examination
    2023-10-02
Other Names
  • Harry Xie

View on SEC IAPD

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