Best Investors Account Sign in

Hance Walter Smith

Oppenheimer & Co. Inc.

San Francisco, CA

Petaluma, CA

Claim This Profile
Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-28
  • CA RA
    APPROVED
    Since 2023-08-28

Branch Locations

580 California Street Suite 2300, San Francisco, CA 94104 • United States

Petaluma, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Casa Grande High School Petaluma CA 08/2013 05/2017
Santa Rosa Junior College Santa Rosa CA 08/2017 05/2018
University Of California, Berkeley Berkeley CA 08/2018 05/2022
Stanford Baseball Camps Stanford CA 05/2022 09/2022
Oppenheimer & Co. Inc. San Francisco CA 09/2022 Present
  • 08/2013 → 05/2017
    Casa Grande High School
    Petaluma, CA
  • 08/2017 → 05/2018
    Santa Rosa Junior College
    Santa Rosa, CA
  • 08/2018 → 05/2022
    University Of California, Berkeley
    Berkeley, CA
  • 05/2022 → 09/2022
    Stanford Baseball Camps
    Stanford, CA
  • 09/2022 → Present
    Oppenheimer & Co. Inc.
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-25
  • S66 Uniform Combined State Law Examination
    2023-08-25

View on SEC IAPD

Other Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.
1SHARPE CAPITAL LLC
RBC SECURITIES, INC
STRATEGIC ADVISERS LLC
VALEAS CAPITAL PARTNERS
ZENTARA EXCHANGE LTD

Other Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS
MARK ALLAN ANDERSON
RALPH MELVILLE DRYBROUGH
PAUL ROBERT TOUCHSTONE
Jacob David Mahoney
ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

More in San Francisco, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor