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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-07-17
NY RA APPROVED 2024-12-18
  • NJ RA
    APPROVED
    Since 2025-07-17
  • NY RA
    APPROVED
    Since 2024-12-18

Branch Locations

New York, NY • United States

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 10/2022 11/2024
Bank Of America New York NY 06/2022 09/2022
Unemployed New York NY 03/2022 06/2022
Pnc Financial Services New York NY 11/2020 03/2022
Onlineapplication Dublin 03/2021 06/2021
Unemployed Wake Forest NC 06/2020 11/2020
Olive Garden Wake Forest HI 01/2020 06/2020
Unemployed Honolulu HI 05/2019 01/2020
Starbucks Honolulu HI 08/2016 05/2019
Morimoto Asia Waikiki Honolulu HI 02/2019 05/2019
Stripsteak By Michael Mina Honolulu HI 06/2017 11/2017
Oppenheimer & Co. New York NY 12/2024 Present
  • 10/2022 → 11/2024
    New York, NY
  • 06/2022 → 09/2022
    Bank Of America
    New York, NY
  • 03/2022 → 06/2022
    Unemployed
    New York, NY
  • 11/2020 → 03/2022
    Pnc Financial Services
    New York, NY
  • 03/2021 → 06/2021
    Onlineapplication
    Dublin
  • 06/2020 → 11/2020
    Unemployed
    Wake Forest, NC
  • 01/2020 → 06/2020
    Olive Garden
    Wake Forest, HI
  • 05/2019 → 01/2020
    Unemployed
    Honolulu, HI
  • 08/2016 → 05/2019
    Starbucks
    Honolulu, HI
  • 02/2019 → 05/2019
    Morimoto Asia Waikiki
    Honolulu, HI
  • 06/2017 → 11/2017
    Stripsteak By Michael Mina
    Honolulu, HI
  • 12/2024 → Present
    Oppenheimer & Co.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-01
S63 Uniform Securities Agent State Law Examination 2022-02-01
  • S66 Uniform Combined State Law Examination
    2023-04-01
  • S63 Uniform Securities Agent State Law Examination
    2022-02-01
Other Names
  • Connor J Cassidy

View on SEC IAPD

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