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Suite #213 5455 - 152 Street, Surrey V3S 5A5 • Canada
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacifica Partners Capital Management | Calgary | 09/2022 | Present | |
| Genus Capital Management | Calgary | 05/2020 | 06/2022 | |
| Responsive Capital Management | Calgary | 06/2016 | 12/2019 | |
| Haskayne School Of Business, University Of Calgary | Calgary | 08/2015 | Present |
1. University of Calgary | Non-investment related | 2500 University Dr NW, Calgary, AB T2N 1N4 | Major university | Tenured associate professor (teaching) | 08/2015 start | 120 hours per month | I teach finance and investment classes, support extra curriculars, and do some research and textbook writing. 2. Swim Alberta Association | Non-investment related | 2nd Floor, 11759 Groat Road, Edmonton, Alberta Canada T5M 3K6 | provincial sport authority for swimming | Board Director | 08/2019 start | 4 hours per month | Governance role including finance and audit. There is a GIC stability portfolio. 3. Pembina Institute | Non-investment related | 322 11 Ave SW #802, Calgary, AB T2R 0C5 | Non-profit focused on energy transition research and policy advocacy | Board Director | 06/2022 start | 4 hours per month | Governance role including finance and audit. There is a GIC stability portfolio. 4. Alberta Ecotrust | Investment related | 305 10 Ave SE #250, Calgary, AB T2G 0W2 | Environmental NGO focused on GHG and land use | Investment committee member | 06/2020 start | 4 hours per month | Investment committee steers and approves investment policy and decisions made by staff. Portfolio is primarily outsourced to a fund manager, but we also pursue local direct impact investments (not public securities). 5. Rockmount Capital Corporation | Investment related | 305 999 8th street SW, Calgary, AB T2R 1J5 | Will become a capital pool corporation seeking qualifying transaction (a smaller version of a SPAC)| Independent director | 09/2022 start | 4 hours per month | Governance role. The corporation is newly formed and has no operations.
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