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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2010-12-08
  • IL RA
    APPROVED
    Since 2010-12-08

Branch Locations

Ava, IL • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Carbondale IL 09/2008 08/2023
Lpl Financial Llc Ava IL 09/2023 Present
Other Businesses

1. 10/23/2012: No Business Name - Not Investment Related - At Reported Business Location(s) - OTHER-NOTARY - TIME SPENT 1% - I AM A NOTARY PUBLIC AND ONLY PERFORM THIS SERVICE FOR OUR LPL CLIENTS WHEN NEEDED AND ONLY FOR LPL BUSINESS. 3. 4/8/2021 - Walmart - Not Investment Related - E. Main St. Carbondale, IL 62901 - Outside/W-2 Employment - Start Date: 2/26/2021 - 25 Hours Per Month/0 Hours During Securities Trading - Cashier.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-07
  • S66 Uniform Combined State Law Examination
    2010-12-07

View on SEC IAPD

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